• Jia-jie ZHEN , Feng-wen LAI , Ming HUANG , Qing-xiang LIAO , Shuang LI , Yue-qiang DUAN
    Rock and Soil Mechanics. 2025, 46(11): 3615 -3625.

    Current machine learning models for recognizing geological conditions during shield tunneling heavily rely on precise geological data labelling, limiting their applicability in complex geological environments. To address this, we propose a continuous dynamic time warping (CDTW)-based agglomerative hierarchical clustering model (CDTW-Agglomerative), which integrates a linear interpolation framework to overcome DTW's discretization issues. An online learning mechanism is implemented for dynamic strata recognition. The model's accuracy and reliability are validated using Xiamen Metro Line 3 data, with generalization tested on Line 6 data. Results show recognition accuracies of 85% and 73% on the two datasets, demonstrating robust generalization. CDTW-Agglomerative outperforms DTW-Agglomerative, SoftDTW-Agglomerative, and CDTW-based models (K-means, K-medoids, Spectral clustering). Notably, it identifies cutterhead stratigraphy without requiring pre-labelled geological data, supporting intelligent decision-making for tunnelling parameters.

  • Guo-jian SHAO , Ze-hui MAO , Yu-chen SU , Hong-cheng JIAO , Ya-ru LYU
    Rock and Soil Mechanics. 2025, 46(11): 3661 -3672.

    The variation in characteristic values of stress waves before and after passing through a material serves as a critical basis for evaluating its wave attenuation capacity. This can be characterized by the ratio of transmitted wave amplitude to the initial incident wave amplitude (i.e., transmission coefficient) in SHPB tests. However, due to the close correlation between the transmission coefficient and waveform parameters, it remains challenging to establish a quantitative characterization method for the transmission coefficient. Therefore, this study focuses on porous, irregular, and fragile calcareous sand as the research object. By combining physical experiments with numerical simulations, we investigate the influence of pulse width, platform duration, rising edge rate, falling edge rate, peak stress, and the central axis of symmetry on the transmission coefficient of calcareous sand. It is found that the transmission coefficient responds significantly to the coupling effects of the pulse width and the central axis of symmetry of the stress wave, the coupling effects of the platform section duration and the rising and falling edge rates, the coupling effects of the pulse width and the peak stress, as well as the coupling effects of the falling edge rate and the pulse width. Conversely, the response to the coupled effects of peak stress, rising edge rate, and falling edge rate is not pronounced. Owing to the difficulty in completely decoupling these waveform parameters, a prediction method is proposed for the transmission coefficient based on the gradient boosting algorithm, which effectively addresses multi-factor coupling issues. When the number of training samples reaches 91, the prediction accuracy exceeds 96%, which can effectively establish the mapping relationship between waveform parameters and transmission coefficients, providing a reference basis for the load design and calculation of protective engineering structures.

  • Gevorg KOCHARYAN , Alexey OSTAPCHUK , Ivan SHATUNOV , Cheng-zhi QI
    Rock and Soil Mechanics. 2025, 46(11): 3513 -3522.

    Tectonic fault cores are formed substantially of clay minerals. Even a slight change in mineral composition or in water saturation can result in a significant alteration of the sliding regime on the fault. We present results of laboratory experiments on a slider model set-up that was used to study the regularities of slip behavior in a model fault filled with gouge. The gouge consisted of quartz sand and clays of different types (bentonite, illite and kaolinite). The slip behavior essentially depended on gouge mineralogy. The accumulated stress could release via both fast and slow slips. The scaled kinetic energy for fast slips was 10−5–10−3, while that for the slowest slips was 10−9–10−7. Fast stick-slip is characteristic of model faults filled with quartz sand in dry and moistened conditions. A gradual transformation from stick-slip to stable sliding was observed for quartz sand/clay gouge as the clay content approached 20%. Under moistening clay, mineralogy played a key role. If the illite clay content was 5%, the moistening led to an increase in peak velocity by more than an order of magnitude; if the bentonite clay was 5%, it led to stabilization of sliding. While alteration in friction coefficient after moistening remained relatively small, the scaled kinetic energy could vary by several orders of magnitude.

  • Hao WANG , Hong-bing HOU , Wen-hao JIANG
    Rock and Soil Mechanics. 2025, 46(11): 3329 -3345.

    In the natural environment and engineering scenarios, there are not only bare unsaturated soils but also unsaturated soils covered by vegetation (i.e., unsaturated vegetated soils). For the unsaturated vegetated soil with a uniform root architecture, on the basis of considering the effects of roots on the hydrological properties, the linearized governing equations for one-dimensional transient seepage of water are acquired by some simplifying assumptions and variable substitution. The analytical solution for one-dimensional transient seepage of water in the unsaturated vegetated soil is obtained through the methods of separation of variable and series transformation. Subsequently, the computational results of this analytical solution have been compared with those of the existing analytical solution and the corresponding finite-difference solution to verify its reasonableness. Finally, a simple vegetated cover is taken as an example to analyze the influences of root-related parameters on its effectiveness in blocking rainwater infiltration. The results show that the cumulative leakage CQb at the bottom zone of a vegetated cover under the same rainfall scenario is smaller than that of a single cover without vegetation, and an increase in the rooted soil thickness lg enhances the effectiveness of the vegetated cover in blocking rainwater leakage. The increase of the transpiration rate Tp significantly reduces the leakage rate at the bottom zone of the vegetated cover under the rainfall scenario, and the cumulative leakage CQb tends to decrease linearly with an increase in Tp. Compared with the extreme case where the root volume ratio Rv is zero and the effects of roots on the hydrological properties of soil are ignored, the effectiveness of the vegetated cover in blocking rainwater leakage is enhanced when the saturated permeability coefficient of the rooted soil decreases due to the value Rv, and conversely, it is weakened. Overall, this study could provide scientific guidance for engineering practices related to water infiltration in unsaturated vegetated soils.

  • Si-rui SUN , Xian-jie DU , Guo-rui FENG , Wen-hao LIU , Jun WANG
    Rock and Soil Mechanics. 2025, 46(11): 3501 -3512.

    In the constructural backfill mining, the composite bearing structure of 'backfill body-immediate roof' structure will be subjected to different loading rates depending on the mining speed and other conditions. According to the loading rate of 0.15−2.40 mm/min, the uniaxial compression test of five groups of rock-backfill composite were carried out, and digital image correlation technology and acoustic emission monitoring were carried out to analyze the evolutionary characteristics of its energy loss. It can be seen from the experiment that the strength of siltstone is significantly greater than the strength of the rock-backfill composite and the backfill body, and the strength of the combination is closer to the strength of the filling body than the siltstone. It can be seen that 0.60 mm/min is the critical load for this group of experiments. When the loading rate of the rock-backfill composite is 0.15−0.60 mm/min, the rock-backfill composite ultimately realizes the synergistic deformation of the siltstone and the backfill body in the rock-backfill composite and destruction of the rock-backfill composite in the process of loading, and when the loading rates are 1.20−2.40 mm/min, rock-backfill composite failed to achieve the collaborative deformation damage of the siltstone and the backfill body parts. When the loading rate is lower than 0.60 mm / min, due to the strength difference between the siltstone and the filling body and the non-uniform deformation of the contact interface between the two, a large crack penetrates the whole specimen. It can be seen that the final failure mode of each group of specimens is a tensile and shear mixed failure mode. By analyzing the dissipation energy changes of the rock-backfill composite and the backfill body, it can be seen that when the loading rate is greater than the critical loading rate, the pre-peak dissipation ratio of the rock-backfill composite is greater than that of the backfill body, and the composite can be destroyed in a coordinated manner. By calculating the energy storage coefficient and energy storage limit of the rock-backfill composite under different loading rates, it is found that when the loading rate is less than 0.60 mm/min, the higher the loading rate, the higher the energy storage limit of the combination specimen, and the speed of absorbing elastic energy is also rising synchronously. Finally, the backfill body part is destroyed first, and the energy released by the instantaneous damage is transmitted to the siltstone part of the rock-backfill composite, so that the elastic energy absorbed by the siltstone part can reach the energy storage limit. The crack in the backfill body part extends into the sandstone to achieve synergistic damage. The results of this study are intended to provide suggestions for ensuring the stability of the composite bearing structure of ' backfill body-immediate roof 'structure under different mining and filling rates.

  • Chao-fan PAN , Chen ZHANG , Xing-xing ZHANG , Zheng-yin CAI , Xu-dong WANG
    Rock and Soil Mechanics. 2025, 46(11): 3383 -3394.

    A widely distributed salinized silt in Northwest China exhibits the physical characteristics of both low-liquid-limit silt and saline soil, yet its long-term deformation behavior remains insufficiently understood. A series of uniaxial creep tests were conducted to investigate its creep properties under varying conditions of salt content, dry density, moisture content, and overburden stress. Test results indicate that, compared to salt-free soil, the creep rate of salinized silt accelerates significantly with increasing salt content, demonstrating more pronounced nonlinear creep characteristics. The final strain of the salt-washed soil was 10%, which increased to 14% at a salt content of 6.4%. To more accurately characterize the soil's creep behavior, the classical creep models were modified, leading to the proposal of two new models: an integer-order model and a fractional-order model. Comparative analysis between the experimental data and the improved models shows that both proposed models describe the actual deformation characteristics more accurately than the classical creep model. However, the integer-order model lacks refinement in describing the decay creep stage, whereas the fractional-order model demonstrates superior accuracy in capturing the detailed features of all creep stages and is therefore recommended for effectively predicting the creep behavior of salinized silt.

  • Huai-lin CHEN , Tao YANG , Yun-kang RAO , Zhe ZHANG , Hong-gang WU , Jiang-wei XIE , Han-qing TENG
    Rock and Soil Mechanics. 2025, 46(11): 3562 -3573.

    The stress analysis of sliding surface is the key link to evaluate the stability of slope and predict the risk of landslide. There are many methods to solve the sliding surface stress, but there is no reasonable method to evaluate these methods. In order to solve this problem, a sliding surface stress test device used in landslide model test was proposed. The structural characteristics and design principle of the device were introduced in detail. Three cases were designed to test the sliding surface stress by model test. Based on the correlation analysis and probability P value in the statistical analysis results of paired sample t-test, the applicability of Morgenstern-Price (M-P) method, elastic theoretical solution of sliding surface stress based on slope unloading and numerical analysis method in solving sliding surface stress was evaluated. The main conclusions are as follows: (1) The absolute error between the test results and the theoretical values of the 9 sliding surface test units is within 2.5%. The statistical analysis results show that the difference between the test results and the theoretical values is not significant, and the stability of the test results is good. (2) The elastic theoretical solution and numerical analysis method can accurately calculate the stress state of the sliding surface, but the calculation result of the M-P method has a large deviation from the actual one, which is not suitable for the calculation of slip surface stress in non-limit state. (3) The application of sliding surface stress elastic theory solution based on slope unloading in embankment slope is expanded, but this method still has great limitations. The sliding surface stress test device proposed in this paper expands the new method of sliding surface stress test, and provides a guarantee for the accuracy verification of sliding surface stress calculation and stability analysis theory.

  • Zhi-tao LYU , Zhi-yuan ZHAO , Yi CAI , Cai-chu XIA , Jun-yi DUAN
    Rock and Soil Mechanics. 2025, 46(11): 3421 -3430.

    Current research on rock freeze-thaw damage mainly focuses on uniform freeze-thaw tests. However, the situation of unidirectional freeze-thaw action is widely present in cold region engineering, and there is a lack of sufficient understanding of the evolution of mechanical properties and damage models under unidirectional freeze-thaw conditions. Therefore, this study selected sandstone as the research object and conducted unidirectional freeze-thaw cycle tests and uniaxial compression tests. The elastic modulus, uniaxial compressive strength, stress-strain curves, and failure modes under uniaxial compression were analyzed for sandstone samples parallel and perpendicular to the freeze-thaw direction after undergoing freeze-thaw cycles. The results indicate that, following unidirectional freeze-thaw action, the compressive strength of sandstone parallel to the freeze-thaw direction is greater than that perpendicular to it, while the elastic modulus parallel to the freeze-thaw direction is smaller than that in the perpendicular direction. Both the peak stress and strain in the parallel direction are higher than those in the perpendicular direction. In uniaxial compression tests, the failure mode of sandstone parallel to the freeze-thaw direction remains consistent with that of samples that have not undergone freeze-thaw action, exhibiting X-shaped shear failure, whereas the failure mode perpendicular to the freeze-thaw direction manifests as splitting along the loading direction. Under unidirectional freeze-thaw action, the mechanical properties of sandstone transition from isotropy to anisotropy. Based on the aforementioned experimental observations, an anisotropic coefficient for unidirectional freeze-thaw was introduced, and a damage model for sandstone under unidirectional freeze-thaw conditions was established. The model was subsequently validated using experimental data.

  • Ling-bo ZHANG , Yi-song SUN , Xing-lei CHENG , Qun-lu GUO , Chuan ZHAO , Jing-hong LIU
    Rock and Soil Mechanics. 2025, 46(11): 3626 -3636.

    The problem of soil cutting widely exists in engineering fields such as tunnelling, port and waterway dredging, geological drilling, and civil construction. Accurately characterizing the three-dimensional soil failure surface in front of the cutting tool during the soil cutting process is of great significance for analyzing soil disturbance states, evaluating tool cutting performance, and understanding soil-tool interaction mechanisms. A nonlinear elastoplastic damage-based constitutive model is employed to describe the deformation and failure process of soil. Based on the characteristics of damage energy dissipation per unit area of the soil medium, a new numerical method is proposed to directly characterize the three-dimensional soil failure surface. Numerical simulations of flat-tool cutting processes under various operating conditions verify the effectiveness and robustness of the proposed characterization method. The influence of cutting angle and depth on the width, rupture distance, soil disturbance area, and shear failure angle of the three-dimensional soil failure surface is discussed in combination with theoretical calculations. Furthermore, the shape of the three-dimensional soil failure surface for complex-shaped tools obtained through this numerical method is consistent with experimental results, further validating the applicability of the proposed method for complex tool scenarios.

  • Wen-jing LIU , Hui DENG , Xin ZHOU
    Rock and Soil Mechanics. 2025, 46(11): 3534 -3548.

    This study investigated the dynamic response of a high steep rock slope with a double-layer ductile shear zone using the right bank slope of the Banda Hydropower Station dam site area in the upper reaches of the Lancang River as the research subject. Shaking table model tests were conducted to simulate seismic behavior by incorporating the dimensionless peak acceleration amplification factor for the slope and applying seismic waves of varying types, excitation directions, frequencies, and amplitudes. Experimental results showed that: (1) Increased frequency and amplitude enhanced the dynamic response, with frequency exerting greater influence than amplitude. (2) The slope model exhibited evident elevation amplification within the slope and nonlinear near-surface amplification on the slope surface. (3) Under horizontal seismic loading, thicker ductile shear zones demonstrated pronounced energy absorption and dissipation effects. (4) Under vertical seismic loading, thicker zones continued to absorb energy, while thinner near-surface zones amplified seismic wave amplitudes.

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